AML Client Upload

LIST A - IDENTITY DOCUMENT

– Current signed passport

– Valid UK driving licence

– EEA member state identity card

LIST B-PROOF OF ADDRESS

UKIEU/EEA Drivers Licence (if UK Drivers Licence not used as ID)

Must be valid, not expired. Photo only. Full or provisional.

Bank, Building Society or Credit Union Statement

Dated with 3 months. Must include account number and show recent activity. No general correspondence.

Credit Card Statement

Dated within 3 months. Must include account number and show recent activity. No general correspondence.

UK, EU, EEA Mortgage statement

Dated within 12 months. Must show account number. No general correspondence.

Utility Bill

Dated within 6 months E.g. Gas, electricity, water. Must show address for sevice and/or account number. No general correspondence.

Telephone Bill

Dated within 6 months E.g. Landline or mobile pay monthly (excluding pay as you go). Must show address for service and/or account number. No general correspondence.

Council Tax

Dated within 12 months. Must show address for service and/or account number. No general correspondence.

Limited company

If you are acting as a Representative of a UK Company we will also require the following:

– Certificate of Incorporation

– Articles of Association

– Memorandum of Association

– Latest Annual Return or Confirmation Statement, with details of current company officers

– If offshore, nominee director declaration and a general power of attorney

– Individual identity evidence from List A and B for all individuals or entities with 25% or more of the shares or voting rights in the company

 

If you are acting as a Representative of an Offshore Company we will also require the following:

– Certificate of Incorporation

– Articles of Association, Memorandum of Association, Latest Annual Return with details of current company officers, Share Certificate(s) showing the Ultimate Beneficial Owner OR

– Certificate of Incumbency

– If the shares are owned by another company, repeat steps above for the holding company

– Nominee director declaration and/or general Power of Attorney (if applicable)

– Individual identity evidence from List A and B for all individuals or entities with 25% or more of the shares or voting rights in the company

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Legal And Regulatory Information

HULT Private Capital is an Appointed Representative of Advantage Finance which is authorised and regulated in the UK by the Financial Conduct Authority (FCA) Firm Reference Number: 648660

The information in this website sets out legal information and regulatory restrictions about investments, which you should read carefully. The content of this promotion has not been approved by an authorised person within the meaning of the Financial Services and Markets Act 2000. Reliance on this promotion for the purpose of engaging in any investment activity may expose an individual to a significant risk of losing all of the property or other assets invested. By continuing to access any page of this website, you agree to be bound by these restrictions. If you do not agree to be bound by them, you must leave the website. We remain not responsible for any misrepresentations you may make in order to gain access to this website.In order to access this site you must confirm that you fit into one of the 3 categories of investor as set out below. We only engage with the following types of investor:

You have invested in more than one unlisted company, been a director of a company with an annual turnover of at least £1 million, or worked in private equity in the last two years, or you have been a member of a business angels network for at least the last six months.

A self-certified sophisticated investor is a member of a network or syndicate of business angels and have been so for at least the last six months prior; has made more than one investment in an unlisted company, in the last two years prior; is working, or have worked in the two years prior, in a professional capacity in the private equity sector, or in the provision of finance for small and medium enterprises; is currently, or have been in the two years prior, a director of a company with an annual turnover of at least £1 million.

You earn more than £100,000 per year or hold net assets of at least £250,000.If you do not fall into one of these categories, then please exit the site. You will upon entering the site be requested to complete a full registration prior to any investment information being accessed. By proceeding to access any page of this website, you agree, so far as is permitted by law and regulation, to the exclusion of any liability whatsoever for any errors and/or omissions by it and/or any relevant third parties, in respect of its content. The site does not exclude any liability for, or remedy in respect of, fraudulent misrepresentation.The information set out in this website may be amended without notice to you. If you continue to access this website following any such changes, you will be deemed to have accepted them. This website does not constitute an offer or invitation to invest in any securities.

Investors should be aware there are risks to investing in securities of any company, especially if they are private companies not listed on a Recognised Investment Exchange, and there may be little or no opportunity to sell the securities easily should you need to do so.The value of your Investments can go down as well as up and therefore you may not recover some, or in extreme cases, any of the value of your initial investment. If you are still unsure, seek the advice of a regulated financial adviser. Investments in these securities are NOT covered by the Financial Services Compensation Scheme (FSCS) nor would you have access to the Financial Ombudsman Service (FOS).

Contents Of This Website: This website is published solely for the purpose of receiving information.

Data Protection: The information which you provide to the site will be stored electronically but will not be used for marketing purposes and will not be shared with any third parties.

By clicking I UNDERSTAND you are confirming you have read all sections of this message and you are happy to proceed.*