APPENDIX B

SELF-CERTIFIED SOPHISTICATED INVESTOR STATEMENT

I declare that I am a self-certified sophisticated investor for the purposes of the restriction on promotion of speculative illiquid securities. I understand that this means:

(i) I can receive promotional communications made by a person who is authorised by the Financial Conduct Authority which relate to investment activity in speculative illiquid securities;
(ii) the investments to which the promotions will relate may expose me to a significant risk of losing all of the property invested.

I am a self-certified sophisticated investor because at least one of the following applies:

(a) I am a member of a network or syndicate of business angels and have been so for at least the last six months prior to the date below;
(b) I have made more than one investment in an unlisted company in the two years prior to the date below;
(c) I am working, or have worked in the two years prior to the date below, in a professional capacity in the private equity sector, or in the provision of finance for small and medium enterprises;
(d) I am currently or have been in the two years prior to the date below, a director of a company with an annual turnover of at least £1 million. I accept that the investments to which the promotions will relate may expose me to a significant risk of losing all of the money or other property invested.I am aware that it is open to me seek advice from someone who specialises in advising on speculative illiquid securities.

 

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    Legal And Regulatory Information

    HULT Private Capital is an Appointed Representative of Advantage Finance which is authorised and regulated in the UK by the Financial Conduct Authority (FCA) Firm Reference Number: 648660

    The information in this website sets out legal information and regulatory restrictions about investments, which you should read carefully. The content of this promotion has not been approved by an authorised person within the meaning of the Financial Services and Markets Act 2000. Reliance on this promotion for the purpose of engaging in any investment activity may expose an individual to a significant risk of losing all of the property or other assets invested. By continuing to access any page of this website, you agree to be bound by these restrictions. If you do not agree to be bound by them, you must leave the website. We remain not responsible for any misrepresentations you may make in order to gain access to this website.In order to access this site you must confirm that you fit into one of the 3 categories of investor as set out below. We only engage with the following types of investor:

    You have invested in more than one unlisted company, been a director of a company with an annual turnover of at least £1 million, or worked in private equity in the last two years, or you have been a member of a business angels network for at least the last six months.

    A self-certified sophisticated investor is a member of a network or syndicate of business angels and have been so for at least the last six months prior; has made more than one investment in an unlisted company, in the last two years prior; is working, or have worked in the two years prior, in a professional capacity in the private equity sector, or in the provision of finance for small and medium enterprises; is currently, or have been in the two years prior, a director of a company with an annual turnover of at least £1 million.

    You earn more than £100,000 per year or hold net assets of at least £250,000.If you do not fall into one of these categories, then please exit the site. You will upon entering the site be requested to complete a full registration prior to any investment information being accessed. By proceeding to access any page of this website, you agree, so far as is permitted by law and regulation, to the exclusion of any liability whatsoever for any errors and/or omissions by it and/or any relevant third parties, in respect of its content. The site does not exclude any liability for, or remedy in respect of, fraudulent misrepresentation.The information set out in this website may be amended without notice to you. If you continue to access this website following any such changes, you will be deemed to have accepted them. This website does not constitute an offer or invitation to invest in any securities.

    Investors should be aware there are risks to investing in securities of any company, especially if they are private companies not listed on a Recognised Investment Exchange, and there may be little or no opportunity to sell the securities easily should you need to do so.The value of your Investments can go down as well as up and therefore you may not recover some, or in extreme cases, any of the value of your initial investment. If you are still unsure, seek the advice of a regulated financial adviser. Investments in these securities are NOT covered by the Financial Services Compensation Scheme (FSCS) nor would you have access to the Financial Ombudsman Service (FOS).

    Contents Of This Website: This website is published solely for the purpose of receiving information.

    Data Protection: The information which you provide to the site will be stored electronically but will not be used for marketing purposes and will not be shared with any third parties.

    By clicking I UNDERSTAND you are confirming you have read all sections of this message and you are happy to proceed.*